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Part of the Securities Law Commons

2023

Regulatory Managerialism Inaction: A Case Study of Bank Regulation and Climate Change, Hilary J. Allen
Articles in Law Reviews & Other Academic Journals

2021

In Memoriam: Selected Works of Professor Emeritus Egon Guttman, Egon Guttman
Newsletters & Other Publications

2020

Reforming the True-Sale Doctrine, Heather Hughes
Heather Hughes

The Selection of an Arbitrator: A Human Resource Management Perspective, Kenneth Anderson
Kenneth Anderson

SG's Brief in Lucia Could Portend the End of the ALJ Program as We Have Known It, Jeffrey Lubbers
Jeffrey Lubbers

Punctuated Equilibrium: A Model for Administrative Evolution, Mark Niles
Mark Niles

Maritime Piracy: A Sustainable Global Solution, Paul Williams, Lowry Pressly
Paul Williams

Stay in the Fight with Civility and Professionalism, David Spratt
Articles in Law Reviews & Other Academic Journals

The United States Securities and Exchange Commission, Hilary Allen
Presentations

2019

Non-Party Interests In Closing Opinion Letters, Heather Hughes
Heather Hughes

Securities Law Research, Adeen Postar
Adeen Postar

Securities and Commerical Law Research, Adeen Postar
Adeen Postar

Securities Law Research Presentation, Adeen Postar
Adeen Postar

Securities Law Research Guide, Adeen Postar
Adeen Postar

The Regulatory Accountability Act Loses Steam but the Trump Executive Order on ALJ Selection Upturned 71 Years of Practice, Jeffrey Lubbers
Articles in Law Reviews & Other Academic Journals

Not All Virtual Currencies are Created Equal: Regulatory Guidance in the Aftermath of CFTC v. McDonnell, Allen Kogan
American University Business Law Review

Unravelling China's Gradual Approach to Equity Crowdfunding Regulation, Chen Li, Yu Qianqian
American University Business Law Review

ValueAct Partners and Hart-Scot-Rodino: Ending the Competition Between Investor Interest and Antitrust Law, Amy D'Avella
American University Business Law Review

"Something Called the 'Municipal Securities Rulemaking Board'": Unexamined Issues of Constitutionality, Richard E. Brodsky
American University Business Law Review

2018

Reforming the True-Sale Doctrine, Heather Hughes
Articles in Law Reviews & Other Academic Journals

SG's Brief in Lucia Could Portend the End of the ALJ Program as We Have Known It, Jeffrey Lubbers
Articles in Law Reviews & Other Academic Journals

Why Salman Is A Game-Changer For The Political Intelligence Industry, Kendall R. Pauley
American University Law Review

2017

Quote from Ed Beeson's "Justices May Hear Challenge To SEC Judges, But Not Go Far", Jeffrey Lubbers
Popular Media

Quote from Ed Beeson's "Justices May Hear Challenge To SEC Judges, But Not Go Far", Jeffrey Lubbers
Jeffrey Lubbers

Insider Trading Flaw: Toward a Fraud-on-the-Market Theory and Beyond, Kenneth R. Davis
American University Law Review

Why Delaware Courts Should Abolish The Schnell Doctrine, Mary Siegel
American University Business Law Review

The Rule Of Lenity And The Enforcement Of The Federal Securities Laws, Anna Currier
American University Business Law Review

The Anti-Spoofing Statute: Vague As Applied To The "Hypothetically Legitimate Treader", Catriona Coppler
American University Business Law Review

2016

Integration of Securities Offerings: Obstacles to Capital Formation Remain for Small Businesses, Perry E. Wallace, Jr.
Perry Wallace

Integration of Securities Offerings: Obstacles to Capital Formation Remain for Small Businesses, Perry E. Wallace, Jr.
Perry Wallace

Food Speculation: Between Virtual . . . and Reality, Alexandra Esmel
American University International Law Review

Friends With Benefits: Analyzing The Implications Of United States v. Newman For The Future Of Insider Trading, Tebsy Paul
American University Business Law Review

2015

Global Systemic Risk and International Regulatory Coordination: Squaring Sovereignty and Financial Stability, Federico Lupo-Pasini, Ross P. Buckley
American University International Law Review

The Halfway Point Between Barbary Coast and Shangri-La: Extraterritoriality and the Viability of the Economic Reality Method Post-Parkcentral Global Hub LTD. v. Porche Automobile Holdings SE, Kaitlin A. Bruno
American University Law Review

It's Not Just About The Money: A Comparative Analysis Of The Regulatory Status Of Bitcoin Under Various Domestic Securities Laws, Vesna Harasic
American University Business Law Review

2013

Understanding the Development Potential of Worker Remittance Securitization, Heather Hughes
Heather Hughes

Maritime Piracy: A Sustainable Global Solution, Paul Williams, Lowry Pressly
Articles in Law Reviews & Other Academic Journals

Non-Party Interests In Closing Opinion Letters, Heather Hughes
American University Business Law Review

2012

Disclosure Of Environmental Liabilities Under The Securities Laws: The Potential Of Securities-Market-Based Incentives For Pollution Control , Perry E. Wallace
Perry Wallace

Securities Law Research Presentation, Adeen Postar
Research Guides

2011

Securities Law Research, Adeen Postar
Research Guides

Addressing the Unintended Consequences of an Enhanced SEC Whistleblower Bounty Program, Ted Uliassu
Administrative Law Review

Reflections on the Securities Law of Jordan , Bashar H. Malkawi, Haitham A. Haloush
American University International Law Review

Reflections on the Securities Law of Jordan , Bashar H. Malkawi, Haitham A. Haloush
American University International Law Review

Punctuated Equilibrium: A Model for Administrative Evolution, Mark Niles
Articles in Law Reviews & Other Academic Journals

The Application of Antitrust to Public Companies' Disclosures, Richard M. Steuer, John Roberti, Daniel Jones
Administrative Law Review

2010

Pleading a Loss Cause: Resolving the Pleading Standard for the Element of Loss Causation in a Private Securities Fraud Claim and a Plaintiff's Heavy Burden Pleading it Under IQBAL, Jason N. Haycock
American University Law Review

SEC Interpretive Guidance For Climate Related Disclosures, Nickolas M. Boecher
Sustainable Development Law & Policy

2009

Securities and Commerical Law Research, Adeen Postar
Way2Search! Topical Instruction Series

Securities Law Research Guide, Adeen Postar
Way2Search! Topical Instruction Series

2008

Understanding the Development Potential of Worker Remittance Securitization, Heather Hughes
Working Papers

Domestic Bonds, Credit Derivatives, and the Next Transformation of Sovereign Debt, Anna Gelpern
Articles in Law Reviews & Other Academic Journals

2007

Of Protection and Sovereignty: Applying the Computer Fraud and Abuse Act Extraterritorially to Protect Embedded Software Outsourced to China , Carrie Greenplate
American University Law Review

2006

Recrafting the Jurisdictional Framework for Private Rights of Action Under the Federal Securities Laws, Jeffrey T. Cook
American University Law Review

Recrafting the Jurisdictional Framework for Private Rights of Action Under the Federal Securities Laws, Jeffrey T. Cook
American University Law Review

2005

The Prototype Carbon Fund: A New Departure in International Trusts and Securities Law, Sophie Smyth
Sustainable Development Law & Policy

2004

The Selection of an Arbitrator: A Human Resource Management Perspective, Kenneth Anderson
Articles in Law Reviews & Other Academic Journals

1997

The Civil Opinions of Judge Phyllis A. Kravitch: A Tribute, Stephen Wermiel
Articles in Law Reviews & Other Academic Journals

1995

Should Mandatory Written Opinions Be Required In All Securities Arbitrations?: The Practical and Legal Implications to the Securities Industry , Lynn Katzler
American University Law Review

Aftermath of Central Bank of Denver: Private Aiding and Abetting Liability under Section 10(b) and Rule 10b-5, David J. Baum
American University Law Review

1994

OTC Derivatives & Systemic Risk: Innovative Finance or the Dance into the Abyss?, Adam P. Waldman
American University Law Review

1992

"Socially Responsible" Investing: Doing Good Versus Doing Well in an Inefficient Market, Maria O'Brien Hylton
American University Law Review